Becoming a substantial holder from MUFG
Released
Released
Announcement PDF
Form 603
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To: Company Name/Scheme:
Titomic Limited
ACN/ARSN:
602 793 644
1. Details of substantial holder
Name
Mitsubishi UFJ Financial Group, Inc.
The holder became a substantial holder on:
22 April 2025
The holder became aware on:
24 April 2025
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
Class of securities
Number of securities
Fully Paid ordinary shares
Person's votes
105,067,226
Voting power (%)
105,067,226
7.93%
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial
holder became a substantial holder are as follows:
Holder of relevant interest
Class and number of securities
Nature of relevant interest
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Relevant interest in securities that Morgan Stanley
has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
Morgan Stanley.
104,921,862 Fully paid ordinary shares
Relevant interest in securities that Morgan Stanley
has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
Morgan Stanley.
69,858 Fully paid ordinary shares
Relevant interest in securities that Morgan Stanley
has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
Morgan Stanley.
75,506 Fully paid ordinary shares
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder
Class and number of securities
Mitsubishi UFJ Financial Group, Inc.
HSBC Custody Nominees
(Australia) Limited
Not applicable
104,991,720 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
Morgan Stanley Australia
Securities (Nominee) Pty Limited
Not applicable
75,506 Fully paid ordinary shares
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the
substantial holder became a substantial holder is as follows:
Holder of relevant
interest
Date of acquisition
Consideration
Cash
Class and number of securities
Non-cash
See annexure B to this notice
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
See annexure A to this notice
Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section 12 of the
Corporations Act
7. Addresses
Page 1
Form 603
The addresses of persons named in this form are as follows:
Name
Address
Mitsubishi UFJ Financial Group, Inc.
1-4-5, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
8. Signature
Date 28 April 2025
Hidetoshi Fuwa
Authorised signatory
Page 2
Annexure A
This is annexure A of 4 pages referred to in Form 603, Notice of initial substantial holder dated 28 April 2025
Hidetoshi Fuwa
Authorised signatory
Dated 28 April 2025
SCHEDULE
Mitsubishi UFJ Financial Group, Inc.
MUFG Bank, Ltd.
Mitsubishi UFJ Trust and Banking Corporation
Mitsubishi UFJ Securities Holdings Co., Ltd.
The Mitsubishi UFJ Factors Limited
Mitsubishi UFJ Jinji Service Co., Ltd.
MU Techno-service Co., Ltd.
Tokyo Credit Service, Ltd.
MU Business Service Co., Ltd.
Mitsubishi UFJ Loan Business Co.,Ltd.
Mitsubishi UFJ Information Technology, Ltd.
MU Center Service Tokyo Co., Ltd.
MU Center Service Nagoya Co., Ltd.
MU Center Service Osaka Co., Ltd.
Mitsubishi UFJ Business Partner Co., Ltd.
MU Property Research Company Limited
Mitsubishi UFJ Home Loan CREDIT CO., LTD.
The Diamond Home Credit Company Limited
Mitsubishi UFJ Research & Consulting Co., Ltd.
MU Frontier Servicer Co., Ltd.
Otemachi Guarantee Co., Ltd.
GD Holdings Company Limited
MU Loan Administration Support Co., Ltd.
MU Communications Co.,Ltd.
Japan Electronic Monetary Claim Organization
MUT Business Outsourcing Co., Ltd.
Mezzanine Solution III Limited Partnership
Mezzanine Solution IV Limited Partnership
Matsuri LLC
BusinessTech Co.,Ltd
Tokumei-Kumiai (KAIDAN)
MUFG Trading, Ltd.
Mitsubishi UFJ Capital Co., Ltd.
Mitsubishi UFJ Capital Ⅳ, Limited Partnership
Mitsubishi UFJ Capital Ⅴ, Limited Partnership
Mitsubishi UFJ Capital Ⅵ, Limited Partnership
Mitsubishi UFJ Capital Ⅶ, Limited Partnership
Mitsubishi UFJ Capital Ⅷ,Limited Partnership
Mitsubishi UFJ Life Science 2, Limited Partnership
Mitsubishi UFJ Life Science 3, Limited Partnership
Tohoku Senary Industry Support, Limited Partnership
OiDE Fund Investment Limited Partnership
Mitsubishi UFJ Personal Financial Advisers Co., Ltd.
Mitsubishi UFJ Financial Partners Co., Ltd.
The Mitsubishi Asset Brains Company, Limited
BOT Lease Co., Ltd.
Nippon Mutual Housing Loan Co., Ltd.
JM Real Estate Co., Ltd.
au Jibun Bank Corporation
JACCS CO.,LTD.
JALCARD Inc.
Yume Shokei Fund No.2
Yume Shokei Fund No.3
Recruit MUFG Business Co., Ltd.
Cotra Ltd.
Biz Forward, Inc.
Kanmu, Inc.
M・U・Trust Sougou Kanri Co., Ltd
Mitsubishi UFJ Trust Business Co., Ltd.
Ryoshin Data Co., Ltd.
Mitsubishi UFJ Trust Systems Co., Ltd.
Mitsubishi UFJ Trust Investment Technology Institute Co., Ltd.
Mitsubishi UFJ Trust Hosyo Co., Ltd.
Page 3
Annexure A
M・U・Trust・Apple Planning Company, Ltd.
Mitsubishi UFJ Real Estate Services Co., Ltd.
Mitsubishi UFJ Daiko Business Co., Ltd.
The Master Trust Bank of Japan, Ltd.
Mitsubishi UFJ Real Estate Asset Management Co., Ltd.
Japan Shareholder Services Ltd.
Mitsubishi UFJ Asset Management Co., Ltd.
Tokumei-Kumiai (CPI)
Tokumei-Kumiai (GII)
Tokumei-Kumiai (GII2)
Tokumei-Kumiai (Gate Bridge 1)
Tokumei-Kumiai (CM2)
Tokumei-Kumiai (CM3)
Tokumei-Kumiai (FIELD)
Tokumei-Kumiai (HORSE)
Tokumei-Kumiai (BRIDGE)
Tokumei-Kumiai (FST)
Tokumei-Kumiai (YUTORI)
Tokumei-Kumiai (SUNSHINE2)
Tokumei-Kumiai (FLEUR)
Tokumei-Kumiai (HAWK)
Tokumei-Kumiai (FLAG)
Tokumei-Kumiai (SUNSHINE3)
Tokumei-Kumiai (STONE)
Tokumei-Kumiai (HERBS)
Tokumei-Kumiai (SUNSHINE4)
Tokumei-Kumiai (PALACE)
Tokumei-Kumiai (SILVER LEAF)
Tokumei-Kumiai (SILVER CHATEAU)
Human Resources Governance Leaders Co., Ltd.
Mitsubishi UFJ Alternative Investments Co., Ltd.
MU Trust Property Management Co., Ltd.
Tokumei-Kumiai (RICE)
MM Partnership
MUS Information Systems Co., Ltd.
MUS Business Service Co., Ltd.
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
au kabu.com Securities Co., Ltd.
Morgan Stanley MUFG Securities Co., Ltd.
Mitsubishi UFJ NICOS Co., Ltd.
Card Business Service Co.,Ltd.
Ryoshin DC Card Company Ltd.
JMS Co., Ltd.
Paygent Co., Ltd.
JA Card Co., Ltd
ACOM CO., LTD.
IR Loan Servicing, Inc.
MU Credit Guarantee Co., Ltd.
GeNiE Inc.
Japan Digital Design, Inc.
Global Open Network, Inc.
Global Open Network Japan, Inc.
MUFG Innovation Partners Co., Ltd.
MUFG Innovation Partners No.1 Investment Partnership
MUFG Innovation Partners No.2 Investment Partnership
MUFG Innovation Partners Garuda No. 1 Investment limited partnership
MUFG Innovation Partners Garuda No. 1 Investment partnership
Mitsubishi Research Institute DCS Co., Ltd.
Mitsubishi HC Capital Inc.
Solution Design Co.,ltd.
Nippon Record Keeping Network Co., Ltd.
Mitsubishi UFJ Financial Partners Co.,Ltd.
Mitsubishi UFJ Life Science 1, Limited Partnership
Banco MUFG Brasil S.A.
BTMU (Curacao) Holdings N.V.
MUFG Bank (Europe) N.V.
MUFG Funding (UK) Limited
MUFG Europe Lease (Deutschland) GmbH i.L.
MUFG Bank (Malaysia) Berhad
MUFG North America International, Inc.
MUFG Bank Mexico, S.A.
MUFG Nominees (HK) Limited
MUFG Nominees (UK) Limited
MUFG Americas Holdings Corporation
Shiloh Ⅳ Wind Project, LLC
Shiloh Ⅳ Holdings Lessor Trust
Green Union I Trust
Green Union II Trust
Green Union III Trust
MUFG Americas Funding Corporation
MUFG Americas Leasing Corporation
Page 4
Annexure A
MUFG Americas Leasing (Canada) Corporation
MUFG Americas Leasing & Finance, Inc.
MUFG Americas Capital Leasing & Finance, LLC
MUFG Americas LF Capital LLC
MUFG Americas Capital Company
MUFG Fund Services (USA) LLC
MUFG Securities Americas Inc.
MUFG Capital Analytics LLC
MUFG Investor Services (US), LLC
Intrepid Investment Bankers LLC
Catalina Solar Holdings Lessor Trust
Catalina Solar, LLC
Morgan Stanley MUFG Loan Partners, LLC
PT. MU Research and Consulting Indonesia
MU Research and Consulting (Thailand) Co., Ltd.
MUFG Participation (Thailand) Co., Ltd.
AO MUFG Bank (Eurasia)
MUFG Bank (China), Ltd.
BTMU Liquidity Reserve Investment Limited
MUFG Bank Turkey Anonim Sirketi
Bank of Ayudhya Public Company Limited
Krungsri Ayudhya AMC Limited
Krungsri Nimble Company Limited
Ayudhya Development Leasing Company Limited
Ayudhya Capital Auto Lease Public Company Limited
Krungsriayudhya Card Company Limited
General Card Services Limited
Ayudhya Capital Services Company Limited
Krungsri General Insurance Broker Limited
Krungsri Genesis Company Limited
Krungsri Asset Management Company Limited
Total Services Solutions Public Company Limited
Ngern Tid Lor Public Company Limited
Krungsri Securities Public Company Limited
Siam Realty and Services Security Co.,Ltd.
Krungsri Leasing Services Co., Ltd.
HATTHA Bank Plc.
Krungsri Finnovate Co., Ltd.
Hattha Services Co., LTD.
Krungsri Non-deposit Taking Microfinance Institution Co., Ltd
Krungsri Capital Securities Public Company Limited
Lotus' s Money Services
Finnoventure Private Equity Trust I
BTMU Liquidity Reserve Investment 2 Limited
BTMU Liquidity Reserve Investment 3 Limited
PT Guna Dharma
PT Bank Danamon Indonesia, Tbk.
PT Adira Quantum Multifinance
PT Adira Dinamika Multi Finance Tbk
PT Zurich Asuransi Indonesia Tbk
MUFG Enterprise Solutions India Private Limited
MUFG Holding (Thailand) Co., Ltd.
Bangkok MUFG Limited
GOLDEN ASIA FUND VENTURES LTD.
Lakefield Wind Project OP Trust
Lakefield Wind Project, LLC
Pacwind Holdings Lessor Trust
Pacific Wind, LLC
Vietnam Joint Stock Commercial Bank for Industry and Trade
GOLDEN ASIA FUND II, L.P.
Security Bank Corporation
GOLDEN ASIA FUND III, L.P.
Mars Growth Capital Pte. Ltd.
Mars Growth Capital Fund1, LP
SB Finance Company, Inc.
Mars Growth Capital Pre-Unicorn Fund, LP
Mars Equity M.C. Pte. Ltd.
Drakefield Holdco S.àr.l.
Mitsubishi UFJ Trust International Limited
Mitsubishi UFJ Baillie Gifford Asset Management Limited
Mitsubishi UFJ Investor Services & Banking (Luxembourg) S.A.
MUFG Lux Management Company S.A.
Mitsubishi UFJ Asset Management (UK) Ltd.
LUX J1 FUND
MUFG Investor Services Holdings Limited
MUFG Fund Services (Bermuda) Limited
MUFG Fund Services (Cayman) Limited
MUFG Fund Services (Cayman) Group Limited
MUFG Fund Services (Ireland) Limited
Fund Secretaries Limited
MUFG Fund Services Limited
Page 5
Annexure A
MUFG Fund Services (Canada) Limited
MUFG Fund Services (UK) Limited
MUFG Fund Services (Halifax) Limited
MUFG Fund Services (Singapore) Pte. Ltd.
MUFG Fund Services (Hong Kong) Limited
MUFG Alternative Fund Services (Cayman) Limited
Firtown International Holdings Ltd.
General Secretaries Ltd.
AFS Controlled Subsidiary 1 Ltd.
AFS Controlled Subsidiary 2 Ltd.
AFS Controlled Subsidiary 3 Ltd.
MUFG Alternative Fund Services (Ireland) Limited
MUFG Jersey Limited
MUFG Jersey Management Company Limited
MUFG Controlled Subsidiary 1 (Cayman) Limited
MUFG Fund Services (Cayman)2 Limited
MUFG Fund Services (Halifax)2 Limited
MUFG Fund Services (Cyprus) Limited
MUFG Investor Services FinTech Limited
MCC Asset Management (Cayman) Ltd.
SWS MU FUND MANAGEMENT CO.,LTD.
SWSMU (SHANGHAI) ASSETS MANAGEMENT COMPANY LIMITED
MUFG Securities EMEA plc
MUFG Securities (Europe) N.V.
MUFG Securities Asia Limited
MUFG Securities (Canada), Ltd.
EASY BUY Public Company Limited
ACOM CONSUMER FINANCE CORPORATION
ACOM (M) SDN. BHD.
Morgan Stanley
FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF II GP S.Á.R.L (COMPANY NO. B204413)
FIRST SENTIER INVESTORS (AUSTRALIA) IM LTD (ACN 114 194 311)
FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE HOLDINGS LTD (ACN 085 313
926)
FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE MANAGERS PTY LTD (ACN 101
384 294)
FIRST SENTIER INVESTORS (AUSTRALIA) IP HOLDINGS PTY LIMITED (ACN 625 765 399)
FIRST SENTIER INVESTORS (AUSTRALIA) RE LTD (ACN 006 464 428)
FIRST SENTIER INVESTORS (AUSTRALIA) SERVICES PTY LIMITED (ACN 624 305 595)
FIRST SENTIER INVESTORS (HONG KONG) NOMINEES LIMITED (CR NO. 0206615)
FIRST SENTIER INVESTORS (HONG KONG) AMC LIMITED (CR NO. 0580652)
FIRST SENTIER INVESTORS (HONG KONG) LIMITED (CR NO. 0206616)
FIRST SENTIER INVESTORS ASIA HOLDINGS LIMITED (ACN 054 571 701)
FIRST SENTIER INVESTORS EUROPE HOLDINGS LIMITED (COMPANY NO. 03904310)
FIRST SENTIER INVESTORS RQI Pty Ltd (ACN 133 312 017)
FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF I FEEDERS MC S.A.R.L (COMPANY NO.
B134314)
FIRST SENTIER INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED (COMPANY NO.
298444)
FIRST SENTIER INVESTORS (UK) IM LIMITED (COMPANY NO. SC047708)
FIRST SENTIER INVESTORS (UK) SERVICES LIMITED (COMPANY NO. 03904320)
FIRST SENTIER INVESTORS (IRELAND) LIMITED (COMPANY NO. 629188)
FIRST SENTIER INVESTORS (JAPAN) LIMITED (COMPANY NUMBER 0104-01-093090)
FIRST SENTIER INVESTORS (SINGAPORE) (REGISTRATION NO. 196900420D)
FIRST SENTIER INVESTORS (UK) FUNDS LIMITED (COMPANY NO. 02294743)
FIRST SENTIER INVESTORS (US) LLC (FILE NUMBER 546 9442)
FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF I MC S.A.R.L (COMPANY NO. B128117)
FIRST SENTIER INVESTORS (SINGAPORE) HOLDINGS LIMITED (REGISTRATION NO.
199901706Z)
FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED (COMPANY NO. SC079063)
First Sentier Investors EU Holdings Limited (Company No.727873)
FSIB LTD (REGISTRATION NO. 26193)
SI HOLDINGS LIMITED (COMPANY NO. SC109439)
AlbaCore Capital Group Limited (Company No.727871)
AlbaCore Capital Limited (Company No. 581750)
AlbaCore Capital (UK) Limited (Company No. 10220978)
AlbaCore Capital LLP (Company No. OC412196)
FSSA Holdings Limited (Company No. UEN 202418662W)
FSSA (Singapore) Limited (Company No. UEN 202421579R)
Page 6
Annexure B
This is annexure B of 4 pages referred to in Form 603, Notice of initial substantial holder dated 28 April 2025
Hidetoshi Fuwa
Authorised signatory
Holder of relevant interest
Date of acquisition
Consideration cash
Consideration non-cash
Mitsubishi UFJ Financial Group, Inc.
23/12/2024
9,208.48
N/A
57,553 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
24/12/2024
4,070.61
N/A
26,262 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
24/12/2024
368.90
N/A
2,170 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
27/12/2024
7,253.05
N/A
41,446 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
30/12/2024
4,271.28
N/A
23,088 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
2/01/2025
10,055.56
N/A
52,924 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
2/01/2025
2,388.95
N/A
12,251 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
2/01/2025
857.29
N/A
4,634 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
6/01/2025
4,491.06
N/A
26,418 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
6/01/2025
4,032.00
N/A
23,040 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
7/01/2025
1,941.84
N/A
10,788 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
8/01/2025
51.06
N/A
296 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
8/01/2025
22.32
N/A
124 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
8/01/2025
516.95
N/A
2,954 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
9/01/2025
1,355.90
N/A
7,748 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
10/01/2025
692.84
N/A
4,199 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
10/01/2025
173.87
N/A
1,038 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
10/01/2025
143.22
N/A
868 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
13/01/2025
1,114.75
N/A
6,370 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
13/01/2025
140.93
N/A
829 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
13/01/2025
39.10
N/A
230 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
14/01/2025
4,269.96
N/A
23,722 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
14/01/2025
2,783.13
N/A
15,250 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
14/01/2025
8,704.62
N/A
47,052 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
14/01/2025
536.37
N/A
2,939 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
14/01/2025
1,758.64
N/A
9,256 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
14/01/2025
232.18
N/A
1,222 Fully paid ordinary shares
Date 28 April 2025
Page 7
Class and number of securities affected
Annexure B
Mitsubishi UFJ Financial Group, Inc.
14/01/2025
5.15
N/A
29 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
15/01/2025
1,137.34
N/A
5,548 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
16/01/2025
305.04
N/A
1,488 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
16/01/2025
1,824.80
N/A
9,124 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
20/01/2025
10,740.08
N/A
46,696 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
21/01/2025
4,243.95
N/A
18,862 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
23/01/2025
3,687.30
N/A
14,460 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
29/01/2025
158.64
N/A
661 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
29/01/2025
1,801.20
N/A
7,505 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
30/01/2025
6,451.00
N/A
25,804 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
30/01/2025
757.92
N/A
3,158 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
31/01/2025
449.32
N/A
1,912 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
31/01/2025
116.09
N/A
494 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
3/02/2025
4,036.73
N/A
17,941 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
3/02/2025
1,759.05
N/A
7,818 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
4/02/2025
20,739.84
N/A
86,416 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
4/02/2025
692.64
N/A
2,886 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
5/02/2025
2,858.50
N/A
11,434 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
7/02/2025
1,877.01
N/A
6,586 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
10/02/2025
584.06
N/A
2,014 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
11/02/2025
617.68
N/A
2,206 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
13/02/2025
683.76
N/A
2,442 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
20/02/2025
4,055.98
N/A
16,555 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
20/02/2025
579.50
N/A
2,318 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
21/02/2025
656.76
N/A
2,526 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
24/02/2025
563.75
N/A
2,255 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
25/02/2025
548.56
N/A
2,239 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
26/02/2025
535.68
N/A
2,232 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
27/02/2025
556.67
N/A
2,183 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
28/02/2025
490.32
N/A
2,043 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
28/02/2025
581.14
N/A
2,372 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
3/03/2025
503.14
N/A
2,141 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
4/03/2025
4,820.73
N/A
22,422 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
4/03/2025
495.45
N/A
2,202 Fully paid ordinary shares
Page 8
Annexure B
Mitsubishi UFJ Financial Group, Inc.
4/03/2025
679.58
N/A
3,089 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
5/03/2025
541.20
N/A
2,460 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
6/03/2025
591.12
N/A
2,463 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
6/03/2025
7,890.24
N/A
32,876 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
7/03/2025
481.44
N/A
2,006 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
10/03/2025
1,247.62
N/A
5,309 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
10/03/2025
461.78
N/A
1,965 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
11/03/2025
364.53
N/A
1,676 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
11/03/2025
4,755.66
N/A
22,646 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
12/03/2025
434.60
N/A
2,120 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
13/03/2025
458.48
N/A
2,084 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
13/03/2025
7,187.18
N/A
32,669 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
14/03/2025
457.68
N/A
1,907 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
18/03/2025
398.32
N/A
1,532 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
20/03/2025
2,663.99
N/A
10,447 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
20/03/2025
379.60
N/A
1,460 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
21/03/2025
6,246.76
N/A
24,026 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
21/03/2025
6,110.90
N/A
23,060 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
21/03/2025
385.31
N/A
1,454 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
24/03/2025
369.24
N/A
1,448 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
26/03/2025
5,780.16
N/A
21,408 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
26/03/2025
2,226.15
N/A
8,730 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
26/03/2025
3,867.41
N/A
14,594 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
26/03/2025
N/A
Collateral Received by an entity controlled
by Morgan Stanley - see Annexure C
49,715,939 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
27/03/2025
N/A
Collateral Received by an entity controlled
by Morgan Stanley - see Annexure C
19,605,924 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
1/04/2025
N/A
Collateral Received by an entity controlled
by Morgan Stanley - see Annexure C
2,499,978 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
8/04/2025
499.40
N/A
2,561 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
9/04/2025
8,303.31
N/A
48,843 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
9/04/2025
N/A
Collateral Received by an entity controlled
by Morgan Stanley - see Annexure C
914,975 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
10/04/2025
39,000.00
N/A
200,000 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
10/04/2025
561.30
N/A
2,842 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
10/04/2025
N/A
Collateral Received by an entity controlled
by Morgan Stanley - see Annexure C
968,066 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
14/04/2025
491.40
N/A
2,457 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
16/04/2025
N/A
Collateral Received by an entity controlled
by Morgan Stanley - see Annexure C
Page 9
36,960,452 Fully paid ordinary shares
Annexure B
Mitsubishi UFJ Financial Group, Inc.
17/04/2025
N/A
Collateral Received by an entity controlled
by Morgan Stanley - see Annexure C
26,261,821 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
21/04/2025
N/A
Collateral Received by an entity controlled
by Morgan Stanley - see Annexure C
35,523 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
22/04/2025
N/A
Collateral Received by an entity controlled
by Morgan Stanley - see Annexure C
39,663,999 Fully paid ordinary shares
Page 10
Annexure C
This is annexure C of 2 pages referred to in Form 603, Notice of initial substantial holder dated 28 April 2025
Hidetoshi Fuwa
Authorised signatory
Dated 28 April 2025
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to
whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
Schedule
Type of
International Prime Brokerage Agreement
Agreement
Parties to
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and MAYBANK SECURITIES PTE. LTD.
agreement
Transfer Date
20250422;
Holder of Voting
Prime broker has the right to vote securities rehypothecated from the Client.
Rights
Are there any
Yes/No
restrictions on
voting rights?
If yes, detail Not applicable
Scheduled Return
Open
Date (if any)
Does the
borrower have
Yes/No
the right to
return early?
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender
have the right to Yes/No
recall early?
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities
be returned on
Yes/No
settlement?
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so
established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the
balance of the account shall be payable.
Schedule
Type of
International Prime Brokerage Agreement
Agreement
Parties to
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and Regal Funds Management Pty
agreement
Limited as trustee for Regal partners private fund
Transfer Date
20250422;
Holder of Voting
Prime broker has the right to vote securities rehypothecated from the Client.
Rights
Are there any
Yes/No
restrictions on
voting rights?
If yes, detail Not applicable
Scheduled Return
Open
Date (if any)
Does the
borrower have
Yes/No
the right to
return early?
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender
have the right to Yes/No
recall early?
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities
be returned on
Yes/No
settlement?
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so
established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the
balance of the account shall be payable.
Schedule
Type of
Agreement
Parties to
agreement
Transfer Date
International Prime Brokerage Agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and EQUITY TRUSTEES LIMITED AS
RESPONSIBLE ENTITY FOR REGAL INVESTMENT FUND
20250422;
Page 11
Annexure C
Holder of Voting
Prime broker has the right to vote securities rehypothecated from the Client.
Rights
Are there any
Yes/No
restrictions on
voting rights?
If yes, detail Not applicable
Scheduled Return
Open
Date (if any)
Does the
borrower have
Yes/No
the right to
return early?
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender
have the right to Yes/No
recall early?
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities
be returned on
Yes/No
settlement?
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so
established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the
balance of the account shall be payable.
Page 12
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